Fundraising Compliance Checklist for Indian Startups

Fundraising without legal compliance can derail your investment round. Here’s a compliance checklist to keep your startup investor-ready.

Checklist:

- Board Resolution for fundraising

- Updated cap table and shareholding pattern

- Valuation report

- Shareholder and investor agreements

- Form PAS-3 and other MCA filings

- RBI/FEMA filings for foreign investment

- Updated MoA/AoA if required

Dugain Advisors ensures complete legal and financial preparedness so your fundraising process is smooth, compliant, and investor-friendly. All the best for your next fundraiser.

About Dugain Advisors:

Dugain Advisors is a seasoned and twice-awarded business advisory firm headquartered in Delhi, serving clients across India and globally. With an enriched legacy of working with 1000+ startups and SMEs, we specialize in company incorporation, regulatory compliance, and fundraising advisory. Our multidisciplinary team offers end-to-end financial, legal, and strategic advisory — including Virtual CFO services, business valuation, due diligence, and tax compliance — designed for high-growth enterprises and funded startups. Recognized for our clarity-driven approach and real-world expertise, we empower founders to scale with confidence.