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Strong Governance. Robust Compliance. Reliable Legal Support.

Secretarial, Legal & Compliance Services

Every business whether a startup, SME or foreign subsidiary must operate within a framework of statutory compliance, strong governance and precise legal documentation.

Dugain Advisors provides end-to-end secretarial, legal, governance and compliance support, helping you stay fully aligned with the Companies Act, FEMA, labour laws, commercial laws and regulatory requirements.

With a governance-first mindset and multi-disciplinary expertise, we ensure your business runs with clarity, confidence and zero compliance gaps.

Financial Data Overlay

From incorporation to capital and exits, structured advisory at every stage.

Build a compliant, well-governed and legally protected organisation.

Corporate Secretarial & Governance Services

Annual & Event-Based Compliance

  • Annual return filing (AOC-4, MGT-7)

  • Board & AGM documentation

  • Statutory registers & records maintenance

  • Director appointment/resignation compliance

  • Share allotments & transfers

  • Capital increase/decrease documentation

  • Charge creation/satisfaction

  • KMP appointments & filings

ROC & MCA Compliance

  • All MCA forms & filings

  • Change in registered office

  • Change in name/object clause

  • Alteration in share capital

  • Strike-off support

Board & Governance Support

  • Board meeting scheduling & notices

  • Minutes & resolutions

  • Committee constitution

  • Corporate governance review

  • Secretarial due diligence

Legal Drafting & Commercial Agreements

Contract Drafting, Review & Negotiation​

  • Shareholder & subscription agreements

  • Founders’ agreements

  • ESOP & SAR agreements

  • Vendor, supplier & service agreements

  • NDAs & confidentiality agreements

  • Loan agreements & term sheets

  • Employment & consultancy agreements

  • Franchise, distribution & licensing contracts

  • SaaS & technology agreements

We ensure your agreements are legally sound, commercially balanced and risk-protected.

Litigation, Dispute & Recovery Support

Representation Before Courts & Tribunals

  • NCLT / NCLAT

  • DRT / DRAT

  • District & High Courts (via advocates)

  • Arbitration proceedings

  • MSME facilitation councils

Dispute Resolution & Negotiations

  • Contractual disputes

  • Shareholder conflicts

  • Recovery matters

  • Commercial negotiations

  • Mediation & settlement advisory

Insolvency, Bankruptcy & Restructuring Support

  • Advisory under IBC (CIRP, liquidation, restructuring)

  • Support for operational & financial creditors

  • Representation before NCLT

  • Resolution plan preparation

  • Pre-IBC restructuring & settlements

  • One-Time Settlements (OTS) with banks/NBFCs

Compliance Health Check & Risk Assessment

We conduct comprehensive reviews covering:​

  • ROC & MCA compliance

  • Board governance & minutes

  • Share capital & registers

  • Contracts & legal documentation

  • Tax/GST exposure

  • Labour law documentation

  • FEMA/FDI compliance (if any)

  • Transaction readiness

A full diagnostic report is provided with red flags and corrective strategy.

What we Do

Get Started Today

From board meetings to contracts to legal representation, we act as your end-to-end governance and compliance partner.

Our team of Company Secretaries, legal professionals and regulatory experts ensures that your company meets every statutory requirement while operating with strong internal governance.

FAQs

Your Questions, Answered

Explore our FAQs to get answers to some of the most common questions about our services, processes, and how we can help you achieve your startup goals.

  • Yes, annual, event-based and complex filings.

  • Yes, including notices, drafting, resolutions and statutory registers.

  • Yes, from simple NDAs to complex shareholder agreements.

  • Yes, our legal team handles representation and documentation.

  • We conduct a compliance health check and manage rectification, compounding and regularisation.

  • Yes, negotiation, representation and dispute resolution.

  • Yes, including CIRP, liquidation, restructuring and OTS.

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